SECCC Articles & White Papers September 4, 2009 Whats on the SEC’s Radar – Top Ten This past July the SEC published a Compliance Alert summarizing issues found during recent examinati... Read More
SECCC Due Diligence September 1, 2009 Why Private Funds Require Operational Due Diligence Why Private Funds Require Operational Due Diligence The answer may not be what you think. “Its fou... Read More
SECCC Articles & White Papers July 16, 2009 Hedge Fund Registration – SEC3 Publishes Hedge Fund Guide to SEC Registration Hedge Fund Registration with SEC – SEC3 Publishes Guide to SEC Registration of Private Fund In... Read More
SECCC Career Openings August 10, 2008 Compliance Consultant (Senior Level) We are actively recruiting candidates at the senior level. Our consultants travel frequently to prov... Read More