Whats on the SEC’s Radar – Top Ten
This past July the SEC published a Compliance Alert summarizing issues found during recent examinati...
Why Private Funds Require Operational Due Diligence
Why Private Funds Require Operational Due Diligence The answer may not be what you think. “Its fou...
Hedge Fund Registration – SEC3 Publishes Hedge Fund Guide to SEC Registration
Hedge Fund Registration with SEC – SEC3 Publishes Guide to SEC Registration of Private Fund In...
Compliance Consultant (Senior Level)
We are actively recruiting candidates at the senior level. Our consultants travel frequently to prov...