SECCC Articles & White Papers June 23, 2011 CNN: Hedge fund regulation? What hedge fund regulation? Janaya Moscony, President & CEO of SEC3, is quoted in the Fortune / CNNMoney article entitl... Read More
SECCC Communiques April 26, 2011 SEC Registration Deadline: What We Can and Can’t Tell You SEC Associate Director Robert Plaze’s April 8th letter to David Massey, President, North Ameri... Read More
SECCC Communiques March 14, 2011 Beware: Making Political Contributions Could Limit your Business Opportunities Pay to play is the practice of making campaign contributions and related payments to elected officia... Read More
SECCC Events, Roundtables March 1, 2011 NYC CCO Compliance Roundtable When: Feb 29th, 2011 – 9:00 am to 11:00 am Where: Blank Rome LLP, The Chrysler Building, 450 L... Read More
SECCC Communiques January 13, 2011 Avoiding a Public Offer Through Private Fund Materials and Communications We believe the beginning of 2011 is a suitable time to address several key issues facing investment ... Read More
SECCC Communiques January 3, 2011 Application of the Adviser Act’s Advertising Rule to Private Fund Managers The holidays provide the opportunity for us take a step back from the routine, remind ourselves of o... Read More
SECCC Communiques October 12, 2010 Procrastination… The effective date for the amended rules pertaining to the new ADV Form Part 2 is today, October 12t... Read More
SECCC Events September 28, 2010 The Hedge Fund Registration Master Class When: October 27th, 2010 Where: The Princeton Club of New York, New York City Janaya Moscony, Presid... Read More
SECCC Communiques September 28, 2010 Private Fund Adviser Registration Since the adoption of the Private Fund Investment Advisers Registration Act of 2010 on July 21, 2010... Read More
SECCC Communiques July 26, 2010 Guide to SEC Registration for Private Fund Managers Our Guide to SEC Registration for Private Fund Investment Advisers is a comprehensive guide to the r... Read More