NYC CCO Compliance Roundtable

When: April 29th 2014
Where: Blank Rome LLP, The Chrysler Building, 405 Lexington Avenue, 22nd Floor Board Room


Thomas Westle, Partner, Blank Rome LLP, Janaya Moscony, President, and Linda Smith, Managing Director, SEC Compliance Consultants, Inc. will discuss topics including, but not limited to:

  • SEC 2014 Exam Priorities
  • Recent SEC Investigations and Enforcement Actions
  • An Update on Hedge Fund Exams

Schedule:
9:00-9:30am – Networking and Continental Breakfast
9:30-11:00am – Program

Space is limited. Due to the overwhelming interest in these events, we are inviting only Chief Compliance Officers and their staff.