June 13, 2017 – Compliance Breakfast Briefing

  • 8:30-9:00am – Networking and Continental Breakfast
  • 9:00-10:30am – Program

Location: Haynes and Boone, LLP | 2323 Victory Avenue | Suite 700 | Dallas, TX 75219
Validated parking is available in the garage attached to the building.

Map and Directions
Victory Dart Station

Kit Addleman and Ernest Martin from Haynes and Boone, Graig Vicidomino from Crystal & Company, and John Lukan from SEC3 will discuss topics of interest to chief compliance officers.

Topics include:

  • SEC regulatory, exam and enforcement updates
  • Liability issues relevant to CCOs and advisers
  • Considerations when reviewing your E&O/D&O coverage

Click here to register

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