CHIEF COMPLIANCE OFFICER ROUNDTABLE: BREAKFAST BRIEFING

When: April 13, 2016
Where: Blank Rome LLP | The Chrysler Building | 405 Lexington Avenue | New York, NY 10174
22nd Floor Boardroom

Thomas Westle and Janaya Moscony, along with industry experts, will discuss topics of interest to Chief Compliance Officers.
Topics include:

  • Recent SEC Exams
  • Recent Enforcement Cases
  • SEC Regulatory Updates

Schedule:

9:00-9:30 a.m.: Networking and Continental Breakfast
9:30-11:00 a.m.: Program

Space is limited. Due to the overwhelming interest in these events, we are inviting only Chief Compliance Officers and their staff.

Click here to register.