- 8:30-9:00am – Networking and Continental Breakfast
- 9:00-10:30am – Program
Location: Haynes and Boone, LLP | 2323 Victory Avenue | Suite 700 | Dallas, TX 75219
Validated parking is available in the garage attached to the building.
Kit Addleman and Ernest Martin from Haynes and Boone, Graig Vicidomino from Crystal & Company, and John Lukan from SEC3 will discuss topics of interest to chief compliance officers.
- SEC regulatory, exam and enforcement updates
- Liability issues relevant to CCOs and advisers
- Considerations when reviewing your E&O/D&O coverage