Dallas CCO Compliance Roundtable

When: March 05, 2015
Where: The Crescent Club | 200 Crescent Court, 17th Floor, Dallas, TX 75201

Please join the Dallas investment management practice of Akin Gump Strauss Hauer & Feld LLP and SEC3 for (i) a presentation on trends and issues faced by investment funds when engaging in shareholder activism and (ii) a compliance and regulatory update.


4:00pm – Registration

4:30pm – Activism for Non-Activists

Jeffrey Kochian, Partner, Akin Gump Strauss Hauer & Feld LLP
Gerald Brant, Counsel, Akin Gump Strauss Hauer & Feld LLP

5:00-5:30pm – Regulatory and Compliance Update

Jason Daniel, Senior Counsel, Akin Gump Strauss Hauer & Feld LLP
Joe Holman, Chief Executive Officer, Orangefield Columbus
Irshad Karim, Managing Director, SEC3 Compliance Consultants

5:30pm – Cocktail Reception


Space is limited. Due to the overwhelming interest in these events, we are inviting only Chief Compliance Officers and their staff.