SEC3 Article Published by HedgeWorld

Today, published an article written by Janaya Moscony and Jose Santiago, both of SEC Compliance Consultants, Inc.

The article entitled SEC Registration of Private Fund Investment Advisers – It’s Not as Scary as You Think takes a look at many current hedge fund practices and draws the conclusion that many hedge funds already have policies and procedures in place in certain areas which are pretty close to meeting the SEC’s requirements concerning written policies and procedures.

The article was also shared with SEC3’s CCO Communiqué distribution list.  A copy can be found in our Library.