Resources

Home SEC3 Regulatory Reference & Resource Guide

SEC3 Regulatory Reference & Resource Guide

Tying together resources from around the web: The Securities and Exchange Commission (sec.gov); Office of the Legislative Counsel (legcounsel.house.gov); Government Publishing Office (ecfr.gov); Cornell Law School Legal Information institute (www.law.cornell.edu); National Futures Association (www.nfa.futures.org); Municipal Securities Rulemaking Board (www.msrb.org); North American Securities Administrators Association (www.nasaa.org); and the Financial Industry Rulemaking Board (www.finra.org/industry).


Have a favorite resource or shortcut you don't see here? Let us know!