June 14, 2017 – Compliance Breakfast Briefing

  • 8:30-9:00am – Networking and Continental Breakfast
  • 9:00-10:30am – Program

Location: Willkie Farr & Gallagher LLP | 600 Travis Street | Suite 2310 | Houston, TX

Barry Barbash from Willkie Farr & Gallagher LLP, Graig Vicidomino from Crystal & Company , and John Lukan from SEC Compliance Consultants, Inc. will discuss topics of interest to chief compliance officers.

Topics include:

  • SEC regulatory, exam and enforcement updates
  • Liability issues relevant to CCOs and advisers
  • Considerations when reviewing your E&O/D&O coverage

Click here to register

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