May 31, 2017 – Chicago

  • 9:00-9:30 a.m – Networking and Continental Breakfast
  • 9:30-11:00 a.m – Program

Location: Baker & McKenzie LLP | 300 East Randolph Drive | Suite 5000 | Chicago, IL 60601

Kristin Gonzalez and Jerome Tomas from Baker McKenzie, Graig Vicidomino from Crystal &Company, and Janaya Moscony from SEC3 will discuss topics of interest to chief compliance officers.

Topics include:

  • SEC regulatory, exam and enforcement updates
  • Liability issues relevant to CCOs and advisers
  • Considerations when reviewing your E&O/D&O coverage

Click here to register

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