National Society of Compliance Professionals East Coast Meeting

When: June 3rd & 4th, 2013
Where: Grand Hyatt – 109 East 42nd St. New York, New York


Linda Smith will participate in a panel discussing:

PF/HF – The Compliance Issues for Various Private Fund Structures and Business Models

  • Fund-of-funds vs. direct investment funds vs. PE funds
  • Securities vs. futures
  • Reg D & the JOBS Act effects on fund marketing
  • The use of seeding arrangements and side pockets
  • Side-by-side management