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The Hedge Fund Registration Master Class

When: October 27th, 2010
Where: The Princeton Club of New York, New York City

Janaya Moscony, President of SEC Compliance Consulting, Inc., will be chairing The Hedge Fund Registration Master Class in conjunction with the Hedge Fund Business Operations Association 5th Annual Meeting and co-sponsored with Financial Research Associates.

Come listen to Janaya and other industry experts, from such well known firms as Ropes & Gray LLP, Sadis & Goldberg LLP, Seward & Kissel LLP, Sidley Austin LLP, and Schulte Roth & Zabel LLP discuss the registration process for private fund investment advisers.

SEC3 Discount Code: FMP197
Please enter the above code to receive our 10% discount.

CPE Credits: Earn up to 11 CPE Credits for attending the entire 3 day event.

The HFBOA Meeting and the Hedge fund registration Master Class combine to bring you three powerful days of timely updates, expert presentations, and valuable networking time with institutional investors.

The Regulatory Environment: Your questions answered by top experts

  • The status of derivatives
  • SEC audits - latest trends and expectations
  • The carried interest law
  • What's the future of offshore jurisdictions?

New products and latest trends: How are other funds coping?

  • UCITS chronology and introduction of hedge fund strategies into this structure
  • Middle office support from administrators? Does it make sense for your fund?
  • Portfolio management and accounting systems
  • Legal and ethical considerations surrounding legitimate charges to the fund

Views from seasoned investors: Are you meeting their needs?

  • The practical aspects of raising funds in today's market
  • What's going on in the seed market?
  • Due diligence trends: From first meetings to on-going check ups

The Hedge Fund Registration Master Class: Are you ready for July 2011?

  • What's expected of advisers to private funds?
  • Form ADV Part II
  • Establishing a "robust" compliance program
  • Conducting annual reviews and mock exams
  • Attend one, the other, or both programs to maximize your time and investment.

Newsletter

Get the latest compliance news and insights - delivered weekly. The SEC3 Communique covers all compliance topics. CCO3 focuses on Mutual Fund CCO topics.
tip: check both to keep informed!

Communiques

SEC3 Newsletter

Commentary: How Compliance Officers & Firms Can Help Limit CCO Personal Liability This article originally appeared on the Thomson Reuters Regulatory Intelligence subscription service for compliance and risk professionals and is... read more »

Wishing One-and-All a Happy, Healthy and Prosperous New Year

We hope each of you found some peace and tranquility in the company of loved ones this holiday season and want to wish one-and-all a happy, healthy and prosperous New... read more »

Understanding How to Mitigate Liability and Navigate Insurance Options (Part II)

In June, we shared our thoughts around common insurance gaps and insurance riders that CCOs as well as managers should understand. One of the gaps we shared related to pre-claim... read more »

Cybersecurity - What have we learned and what have we done?

Regulatory Landscape In April 2015, the Securities and Exchange Commission ("SEC's") Division of Investment Management issued a guidance update, identifying cybersecurity as a critical issue. Several regulators are in fact focusing... read more »

Gatekeepers in SEC Crosshairs

Ever since the enforcement cases were announced as part of the SEC’s “Operation Broken Gate,” the SEC enforcement division has continued to ramp up scrutiny of gatekeepers including third-party service... read more »

Anna M. Bencrowsky, CRCP, CMFS Joins SEC3

We are pleased to announce that Anna M. Bencrowsky, CRCP, CMFS has joined SEC3 as a Senior Consultant. Prior to joining SEC3, Anna held several executive compliance positions. Anna recently retired... read more »

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